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Permit to Dig and Excavation Permit Example

Example document for Permit to Dig and Excavation Permit. Use this as a reference when creating your own.

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This document involves significant legal, financial, or compliance considerations. You must have a qualified professional review and approve this document before use. Do not rely on this template as legal advice.

Document: Permit to Dig and Excavation Permit

Example Document

Last updated 7/30/2026

PERMIT TO DIG AND EXCAVATION PERMIT

Permit Number: PD-2023-045

1. PROJECT DETAILS

Project Name: Smith Street Warehouse Fitout Site Address: 42 Smith Street, Richmond, VIC 3121 Client Name: Melbourne Logistics Pty Ltd

2. EXCAVATION DETAILS

Description of Work: Excavation for new concrete slab extension and pit for hydraulic lift. Location of Dig: Rear loading dock area, adjacent to existing brick wall. Start Date: 15/11/2023 Expected Finish Date: 16/11/2023

Dimensions:

  • Length: 12.0 metres
  • Width: 4.0 metres
  • Depth: 1.2 metres

Excavation Method: 3 Tonne Mini Excavator with rock breaker attachment.

3. HAZARD IDENTIFICATION AND CONTROLS

Underground Services

Have current Dial Before You Dig (BYDA) plans been obtained? Yes Reference Numbers: BYDA-559923, VICWATER-1123 Have services been located by potholing/hydro vacuum? No (services clear of zone) Controls in place: All services marked in pink spray paint. 'No Dig' zone marked around Telstra pit. Operator to maintain 3m clearance from marked gas main.

Ground Stability

Soil Type: Stiff Clay with some rock Risk of Collapse: Low (under 1.5m) Ground Support Method: N/A (Battering to 45 degrees)

Overhead Hazards

Are there overhead powerlines? No Controls: N/A

Traffic and Public

Is the excavation near a road or public access? Yes (shared driveway) Is a Traffic Management Plan required? Yes Controls: Bollards and witches hats erected across driveway entrance. Delivery trucks diverted to front street. Warning signs displayed.

4. PLANT AND EQUIPMENT

Machinery to be used: Kubota U35 Mini Excavator Operator Name: James Jones Operator Licence Number: 12345678 (Class CN)

5. CERTIFICATION AND SIGN-OFF

I certify that I have inspected the site, reviewed the hazards and controls listed above, and it is safe to proceed with the excavation work.

Excavation Supervisor: ______________________________ Name: Sarah Jenkins Signature: S Jenkins Date: 15/11/2023 Time: 07:00 AM

I acknowledge I have read and understood the controls and conditions of this permit.

Site Manager / PCBU Representative: ______________________________ Name: David Smith Signature: D Smith Date: 15/11/2023

WORK TO STOP IMMEDIATELY IF:

  • Unexpected underground services are found
  • Ground conditions change or rain causes instability
  • Nearby structures show signs of movement
  • Unsafe work practices are observed

Notes

Note 1: The permit number PD-2023-045 links this document to the daily site diary. Note 2: The depth is 1.2m. While this is under the 1.5m high-risk threshold for shoring, battering was chosen because the excavation is next to an existing wall. Note 3: The gas main proximity is a critical hazard, hence the specific clearance distance noted in the controls. Note 4: Sign-off occurred at 7 AM before the machinery started.

About this Example

Part of the Permit to Dig and Excavation Permit document collection

Document Type

Permit to Dig and Excavation Permit

A formal document used to authorise and control ground breaking activities to ensure safety and compliance with Australian regulations.

Complexity

moderate

Risk Level

high