SWMS - Earthworks / Plant Operator Example
Example document for SWMS - Earthworks / Plant Operator. Use this as a reference when creating your own.
Professional Review Required
This document involves significant legal, financial, or compliance considerations. You must have a qualified professional review and approve this document before use. Do not rely on this template as legal advice.
Document: SWMS - Earthworks / Plant Operator
Example Document
Last updated 7/30/2026
Safe Work Method Statement (SWMS)
Company / Business Name: ABC Earthworks Pty Ltd ABN: 12 345 678 901 Site Address: 45 Smith Street, Parramatta NSW Date of Preparation: 12 October 2023
1. Job Details
Project Title: Residential Block Cut and Fill Task Description: Operating 20 tonne excavator to cut site and spread fill for new dwelling slab. SWMS No: SWMS-001
2. Personnel
Principal Contractor: ABC Earthworks Pty Ltd PCBU Contact: John Smith - 0412 345 678 Supervisor: John Smith
3. Specific High-Risk Construction Work
- Powered mobile plant operation (Excavator/Backhoe/Skid Steer)
- Excavation work (over 1.5m deep)
- Work near underground services
- Work near overhead powerlines
4. Hazards and Risks
| Activity | Hazard | Risk Before Controls | H | S | R | Risk After Controls | H | S | R | Control Measures |
|---|---|---|---|---|---|---|---|---|---|---|
| Excavation | Ground Collapse | Crushing/Fatal | 4 | 5 | 20 | Low | 3 | 2 | 6 | batter banks to 45 deg, keep spoil 1m back, geotech report |
| Digging | Underground Services | Explosion/ Electrocution | 5 | 4 | 20 | Low | 2 | 2 | 4 | Dial before you dig, potholing with hand tools, non-destructive digging |
| Operating | Rollover | Crushing | 4 | 4 | 16 | Low | 2 | 2 | 4 | Maintain machine on flat ground, wear seatbelt, ROPS fitted |
| Travelling | Collision with pedestrian | Injury | 3 | 4 | 12 | Low | 2 | 2 | 4 | Exclusion zone 5m, spotter used, travel only in designated areas |
| Loading | Falling debris | Injury | 3 | 3 | 9 | Low | 2 | 1 | 2 | Keep body in cab, load only on stable ground |
Notes
This example focuses on a 20 tonne excavator. The risk ratings show how controls reduce risk from High to Low. It specifically mentions 'Dial before you dig' and benching for excavation.
About this Example
Part of the SWMS - Earthworks / Plant Operator document collection
Document Type
SWMS - Earthworks / Plant Operator
Use this SWMS when operating heavy plant like excavators, bobcats, or rollers for site preparation and excavation.