SWMS - Earthworks / Plant Operator Template
Template for SWMS - Earthworks / Plant Operator. Customize this template for your specific needs.
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Document: SWMS - Earthworks / Plant Operator
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Version 1 • Last updated 7/30/2026
Safe Work Method Statement (SWMS)
Company / Business Name: [INSERT COMPANY NAME] ABN: [INSERT ABN] Site Address: [INSERT SITE ADDRESS] Date of Preparation: [INSERT DATE]
1. Job Details
Project Title: [INSERT PROJECT TITLE] Task Description: [INSERT DESCRIPTION OF TASK, e.g. Excavation for foundations] SWMS No: [INSERT NUMBER]
2. Personnel
Principal Contractor: [INSERT NAME] PCBU Contact: [INSERT NAME/PHONE] Supervisor: [INSERT NAME]
3. Specific High-Risk Construction Work
- Powered mobile plant operation (Excavator/Backhoe/Skid Steer)
- Excavation work
- Work near underground services
- Work near overhead powerlines
4. Hazards and Risks
| Activity | Hazard | Risk Before Controls | H | S | R | Risk After Controls | H | S | R | Control Measures |
|---|---|---|---|---|---|---|---|---|---|---|
| [INSERT ACTIVITY] | [e.g. Contact with live services] | [e.g. Electrocution] | [H] | [S] | [R] | [e.g. Low] | [H] | [S] | [R] | [List Controls] |
| [INSERT ACTIVITY] | [e.g. Plant Rollover] | [e.g. Crushing] | [H] | [S] | [R] | [e.g. Low] | [H] | [S] | [R] | [List Controls] |
| [INSERT ACTIVITY] | [e.g. Moving Plant] | [e.g. Collision with workers] | [H] | [S] | [R] | [e.g. Low] | [H] | [S] | [R] | [List Controls] |
| [INSERT ACTIVITY] | [e.g. Noise] | [e.g. Hearing loss] | [H] | [S] | [R] | [e.g. Low] | [H] | [S] | [R] | [List Controls] |
| [INSERT ACTIVITY] | [e.g. Dust] | [e.g. Respiratory issues] | [H] | [S] | [R] | [e.g. Low] | [H] | [S] | [R] | [List Controls] |
Risk Rating Key: H (Hazard) - 5=Catastrophic, 4=Major, 3=Moderate, 2=Minor, 1=Insignificant. S (Severity) - 5=Almost Certain, 4=Likely, 3=Possible, 2=Unlikely, 1=Rare. R (Risk) = H x S. Low = 1-6, Medium = 8-12, High = 15-25.
5. Control Measures
Sequence of Works
- [INSERT STEP 1 - e.g. Pre-start inspection]
- [INSERT STEP 2 - e.g. Locate services]
- [INSERT STEP 3 - e.g. Establish exclusion zone]
- [INSERT STEP 4 - e.g. Commence digging]
Hierarchy of Controls
Elimination: [e.g. Design site to avoid excavation] Substitution: [e.g. Use smaller plant in confined spaces] Isolation: [e.g. Physical barriers, exclusion zones] Engineering: [e.g. ROPS, reversing cameras, alarms] Administration: [e.g. Spotters, traffic management plan, induction] PPE: [See Section 6]
6. Personal Protective Equipment (PPE)
- High visibility clothing (Class D/N)
- Safety helmet (AS/NZS 1801)
- Safety boots (AS/NZS 2210)
- Safety glasses/goggles
- Hearing protection (Class 5)
- Gloves (specific to task)
- Dust mask (P2)
7. Emergency Procedures
Nearest Hospital: [INSERT NAME AND ADDRESS] Emergency Services: 000 First Aid Location: [INSERT LOCATION] Emergency Assembly Point: [INSERT LOCATION]
Fire: [RAISE ALARM - CALL 000 - ATTACK IF SAFE] Injury: [PROTECT SCENE - ADMINISTER FIRST AID - CALL 000] Service Strike: [CLEAR AREA - CALL SERVICE PROVIDER - CALL 000 IF HAZARD EXISTS]
8. Training and Competency
Operator Name: [INSERT NAME] Licence/Competency: [e.g. Earthmoving ticket / Competency card] Site Induction: [ ] Completed Task Specific Induction: [ ] Completed
9. Sign Off
I have read and understood the contents of this SWMS. I will follow all control measures listed.
| Worker Name | Signature | Date |
|---|---|---|
| [WORKER 1] | [SIGN] | [DATE] |
| [WORKER 2] | [SIGN] | [DATE] |
| [WORKER 3] | [SIGN] | [DATE] |
Principal Contractor/PCBU Representative: [INSERT NAME] __________________ Date: [DATE]
About this Template
Part of the SWMS - Earthworks / Plant Operator document collection
Document Type
SWMS - Earthworks / Plant Operator
Use this SWMS when operating heavy plant like excavators, bobcats, or rollers for site preparation and excavation.